Compliance Analyst - Special Projects

Overview<br />The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations.<br /><br />Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting excellence. Operating in key financial centres across the Americas, Asia, Europe and the Middle East, our international presence offers a unique springboard for career development and cross‑cultural immersion. Our side‑by‑side financial and legal services are similarly ripe for interdisciplinary learning and growth.<br /><br />The Maples Group looks to add Leeds based Compliance Screening Analyst to our team and invites eager and qualified candidates to apply. We are committed to diversity, inclusion and equality of opportunity as we attract, retain and develop world‑class talent.<br /><br />Who We Seek<br />Our merit‑based culture suits professionals in pursuit of boundless careers and lives. Beyond their acumen, team members are collaborative and conscientious, bringing a healthy sense of drive and purpose to each interaction and to all aspects of their work.<br /><br />About the Role<br />The role involves reviewing client files for a variety of compliance‑driven projects, including Know Your Customer ("KYC") remediation, data remediation, regulatory inspection readiness, quality assurance outcomes, daily screening of contacts, and other initiatives as required. Working under the supervision and direction of the Team Leader and Deputy Head of Compliance–Operations, the Compliance Analyst will support MCS (Cayman and BVI) businesses and ensure that the Maples Group is at all times compliant with the provisions of relevant financial services legislation in the Cayman Islands and BVI.<br /><br />Responsibilities<br /><br />Review client files for compliance‑driven projects, including KYC reviews, and update files as necessary.<br /><br />Obtain identification documentation where required to ensure that data, documents and information remain current and align with current regulatory requirements.<br /><br />Obtain appropriate identification documentation to verify the beneficial owners of clients in accordance with the Beneficial Ownership Transparency Act ("BOTA").<br /><br />Review the results of daily screening of contacts to determine whether there is a possible match or a false positive.<br /><br />Conduct searches, gather data, and record evidence from internal systems, the internet, and commercial databases; where needed, make inquiries with business or compliance contacts within the organization.<br /><br />Escalate any possible matches and red flags to the AMLCO or delegate for further investigation.<br /><br />Maintain records of investigations and documentation in line with policies and procedures.<br /><br />Provide coverage for other offices as may be required from time to time.<br /><br />Support ad‑hoc requests and projects as may be required from time to time.<br /><br />Experience<br />What You Bring<br /><br />3 or more years of experience, working in legal services or professional services.<br /><br />Advanced understanding of KYC and AML regulatory obligations.<br /><br />Strong attention to detail.<br /><br />Comfortable working with time constraints and deadlines.<br /><br />Ability to work with minimal supervision.<br /><br />Effective communicator and confident in client interaction.<br /><br />Strong organisational skills.<br /><br />Bright, enthusiastic and quick learner.<br /><br />Proactive and solutions driven.<br /><br />Strong team player.<br /><br />Enthusiastic and committed to pursuing a career in compliance.<br /><br />Knowledge of offshore jurisdictions (Cayman and BVI).<br /><br />Benefits &amp; Rewards<br /><br />Comprehensive health coverage (medical, dental and optical).<br /><br />Competitive vacation packages.<br /><br />Educational assistance and professional development programmes.<br /><br />Savings or pension plan.<br /><br />Life insurance.<br /><br />Travel insurance.Global mental wellness programme.<br /><br />Sports clubs and social events.<br /><br />About Maples Group<br />Over five decades, the Maples Group has grown from modest beginnings into one of the world's preeminent professional services firms, offering specialised fiduciary, fund administration, regulatory and compliance, entity formation and management and legal services on the laws of the British Virgin Islands, the Cayman Islands, Ireland, Jersey, Luxembourg and Singapore.<br /><br />You can learn more about the Maples Group on our corporate website. Experience our culture and our people on our Careers Page or LinkedIn.<br /><br />Maples’ standard policy to undertake various background screening checks, including criminal records checks, on all applicants to whom a conditional job offer is made. Maples will only ask applicants to disclose a past criminal conviction when a conditional job offer is made. If you have a criminal record it does not mean that your job offer will be automatically withdrawn. Maples will make all job offer decisions on a case by case basis and will take a number of factors into account, such as the role that you are applying for and the nature and circumstances of the past offence. You will have the opportunity to discuss the matter with Maples before a decision is made.<br /><br />Disclaimer: All personal information collected during the application process will be used for recruitment-related purposes only. Please refer to our Job Applicant Privacy Notice for details on how we handle personal information relating to job applicants.<br /><br />#J-18808-Ljbffr